How We Work
Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/ SIPC. Headquartered at 80 State Street, Albany, New York, 12207. Investment Advisory Services are offered through Sutton Place Investors LLC dba Settanni Financial (“Settanni Financial”), an SEC Registered Investment Advisor. Registration does not imply any level of skill or training. Purshe Kaplan Sterling Investments and Settanni Financial are not affiliated companies.
Investments through PKS or SFG are:
- NOT FDIC INSURED
- NOT BANK GUARANTEED
- MAY LOSE VALUE, INCLUDING LOSS OF PRINCIPAL
- NOT INSURED BY ANY STATE OR FEDERAL AGENCY
This website is provided by SFG for informational purposes only. Investing involves the risk of loss and investors should be prepared to bear potential losses. No portion of this website is to be construed as a solicitation to buy or sell a security or the provision of personalized investment, tax or legal advice. Certain information contained in this website is derived from sources that Settanni Financial believes to be reliable; however, Settanni Financial does not guarantee the accuracy or timeliness of such information and assumes no liability for any resulting damages.
For information about Settanni Financial's registration status and business operations, and Regulation Best Interest Disclosures, please review Settanni Financial's Form ADV disclosure documents, and our Form CRS, the most recent versions of which are available on the SEC’s Investment Adviser Public Disclosure website at https://adviserinfo.sec.gov/ and by clicking the link: Form CRS. Do not transmit orders, instructions or identifying information regarding your account(s) by email or instant messaging. Action-oriented messages, transaction orders, fund transfer instructions or check stop payment instructions should not be transmitted by email or instant messaging. Settanni Financial cannot be held responsible for carrying out such orders and/or instructions. If you wish to deliver such instructions, please contact your financial advisor or call Client Relations at 914-767-0974.
Recipients should seek advice regarding the appropriateness of investing in any securities or other financial instruments referred to in this website or any other message received from Sutton Place Investors LLC dba Settanni Financial and should understand that statements regarding future prospects of these or other financial products may not be realized. There can be no assurance that any securities or other financial instruments mentioned in this website could be bought or sold at attractive or advantageous prices from Settanni Financial. another party, or market participants generally.
Settanni Financial, its employees and financial advisors do not provide legal advice. Clients should review their specific situations with their tax advisor or legal professional for information regarding the tax implications of making a particular investment or taking any other action.
You are hereby advised that Settanni FInancial, its employees and financial advisors do not provide legal advice. Nothing in this website or its attachments should be interpreted by you as legal advice. For legal advice and all legal related matters, Settanni Financial recommends that you seek the advice of a qualified attorney licensed in your state or jurisdiction.
If you have any questions or concerns about the statements above, please do not hesitate to contact the home office of Settanni FInancial.
Unless the correspondence expressly provides that the statements contained therein are intended to constitute written tax advice within the meaning of IRS Circular 230, the sender intends by this message to communicate general information for discussion purposes only, and you should not, therefore, interpret the statements to be written tax advice or rely on the statements for any purpose. If this message expressly provides that the statements are intended as written tax advice, the advice is being provided in accordance with the facts as you have provided and the current tax law as it stands at the time of this message. If you have any question regarding the facts upon which the advice is provided or it is necessary to update/supplement the facts upon which this advice is being provided, please contact the sender. The sender will conclude that you have understood and acknowledged this important cautionary notice unless you communicate to the sender any questions you may have in a direct electronic reply to this message.
Regardless, the information in this message is not intended for the purpose of avoiding tax penalties that may be imposed on the recipient or any other taxpayer, or be used by the recipient or other taxpayer in promoting, marketing or recommending to another party a partnership or other entity, investment plan, arrangement or other transaction addressed herein.